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  • A Wound Not Healed

    A WOUND NOT HEALED
    Hans Wilhelm Longva

    Today's Zaman
    April 15 2010
    Turkey

    The concept of genocide is relatively new both in international law
    and in international politics.

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    The term "genocide" was first introduced in 1944 by Raphael Lemkin,
    a Polish-Jewish lawyer who had immigrated to the United States in
    1941, in his book "Axis Rule in Occupied Europe: Laws of Occupation,
    Analysis of Government, Proposals for Redress." In constructing the
    word "genocide" Lemkin combined the word genos, Greek for family,
    tribe and race, with the word cide, Latin for killing.

    It is worth noting that in the immediate aftermath of World War
    II neither the charters establishing the Nuremberg and the Tokyo
    tribunals nor the final judgments by these two tribunals contained
    any reference to the term "genocide." However, the new concept of
    "genocide" took hold extraordinarily fast in both international law
    and politics. The term was used in the indictment before the Nuremberg
    Tribunal. On Dec. 11, 1946, the United Nations General Assembly,
    at its first session, unanimously adopted its Resolution 96 (I) on
    the Crime of Genocide. Only two years later, on Dec. 9, 1948, the
    Convention on the Prevention and Punishment of the Crime of Genocide
    was adopted unanimously by the General Assembly. Thus, it took only
    four years from the first introduction of the term "genocide" by
    Lemkin in 1944 until the adoption of the genocide convention in 1948.

    This must, of course, be seen against the background of the impact
    of the appalling crimes committed by Nazi Germany before and during
    World War II, notably the Holocaust.

    It took an equally short time from the adoption of the genocide
    convention until the prohibition of the crime of genocide was
    recognized as part of customary international law and therefore
    binding on all states, including states not parties to the convention.

    At the request of the General Assembly on May 28, 1951 the
    International Court of Justice rendered an Advisory Opinion on
    Reservations to the Convention on Genocide where it stated inter
    alia that "the principles underlying the convention are principles
    which are recognized by civilized nations as binding on states,
    even without any conventional obligation."

    However, it was not until the tragic events in Yugoslavia and Rwanda in
    the 1990s that courts, both at the national and international level,
    began to apply the genocide convention. Article 6 of the genocide
    convention provides for the prosecution of genocide inter alia
    "by such international penal tribunal as may have jurisdiction with
    respect to those Contracting Parties which shall have accepted its
    jurisdiction." Acting under Chapter VII of the Charter of the United
    Nations, in 1993 the Security Council established the International
    Criminal Tribunal for the former Yugoslavia (ICTY) and in 1994 the
    International Criminal Tribunal for Rwanda (ICTR). Both these tribunals
    have the power to prosecute persons accused of committing, conspiracy
    to commit, direct and public incitement to commit or attempts to
    commit as well as complicity in genocide. On July 17, 1998 a diplomatic
    conference convened for the purpose in Rome, adopted the Rome Statute
    of the International Criminal Court (ICC). The Rome Statute establishes
    the jurisdiction of the ICC with respect to genocide.

    The genocide convention, the statutes of the ICTY and the ICTR as well
    as the Rome Statute of the ICC have essentially identical definitions
    of genocide. In Article 2 of the genocide convention this definition
    reads as follows:

    "In the present Convention, genocide means any of the following acts
    committed with the intent to destroy, in whole or in part a national,
    ethnical, racial or religious group, as such:

    (a) Killing members of the group;

    (b) Causing serious bodily or mental harm to members of the group;

    (c) Deliberately inflicting on a group conditions of life calculated
    to bring about its physical destruction in whole or in part;

    (d) Imposing measures intended to prevent births within the group;

    (e) Forcibly transferring children of the group to another group."

    This definition contains both an objective (material) element, namely
    certain acts, and a subjective (mental) element, namely a certain
    intent. Both must be documented in order to establish that genocide
    has taken place. The objective element of genocide consists of,
    and is limited to, the acts enumerated in Article 2 of the genocide
    convention. Unless at least one of these acts can be documented,
    there is no genocide. The subjective element of genocide consists of
    the "intent to destroy, in whole or in part, a national, ethnical,
    racial or religious group, as such." In order to qualify as genocide,
    the acts enumerated in Article 2 of the genocide convention have to be
    carried out with such an intent. In the following I will refer to the
    subjective element in the definition of genocide as "genocidal intent."

    The element of genocidal intent

    The genocidal intent is a key element in the definition. Without
    genocidal intent none of the acts enumerated in Article 2 of the
    genocide convention will constitute genocide. Instead they may
    constitute other international crimes, such as war crimes, crimes
    against humanity or grave breaches of the Geneva Conventions.

    The individual is not protected as such under the genocide convention,
    only as a member of a protected group. "National, ethnical, racial
    or religious groups" are the protected groups under the genocide
    convention.

    The genocide convention focuses on individual criminal responsibility.

    State responsibility for genocide is mentioned only once in the
    convention, namely in Article 9, which reads: "Disputes between the
    Contracting Parties relating to the interpretation, application or
    fulfillment of the present Convention, including those relating to
    the responsibility of a State for genocide or any of the other acts
    enumerated in Article 3, shall be submitted to the International Court
    of Justice at the request of any of the parties to the dispute." In its
    Judgment of Feb. 26, 2007 in the case concerning the Application of the
    Convention on the Prevention and Punishment of the Crime of Genocide
    submitted by Bosnia and Herzegovina against Serbia and Montenegro
    (the Bosnian Genocide Case), the International Court of Justice makes
    the following statement concerning state responsibility for genocide
    (paragraph 179): "The Court affirms that the Contracting Parties are
    bound by the obligation under the Convention not to commit, through
    their organs or persons or groups whose conduct is attributable to
    them, genocide or other acts enumerated in Article III. Thus, if
    an organ of the State, or a person or group whose acts are legally
    attributable to the State, commits any of the acts proscribed by
    Article III of the Convention, the international responsibility of
    that State is incurred." This view of the majority of judges was
    controversial in the court. A minority of one-third of the judges
    was of the opinion that genocide, as an international crime, cannot
    be committed by states, only by individuals.

    Both the objective and the subjective elements in the legal definition
    of genocide are open to interpretation. Consequently, in many concrete
    cases where genocide is alleged there will be room for more than one
    opinion as to whether or not genocide has occurred.

    With respect to the atrocities committed against the Ottoman Armenians
    in Eastern Anatolia during and after World War I, I would, as a point
    of departure, like to note that in legal terms it is problematic to use
    a term introduced in 1944 and given a legal definition for the first
    time in 1948 about events that took place at a much earlier time. That
    being said, I will nevertheless try to make some assessments of the
    tragic fate of the Ottoman Armenians in Eastern Anatolia during this
    period in the light of the definition of genocide in present day
    international law.

    Protection under the genocide convention

    There can be no doubt that the Ottoman Armenians would have been a
    protected group under the genocide convention if that convention had
    existed at the time. Furthermore, it is well documented that at least
    two of the acts which constitute objective elements of today's legal
    definition of genocide, namely "killing of members of the group" and
    "causing serious bodily or mental harm to members of the group," did
    take place against the Ottoman Armenians in Eastern Anatolia during
    and after World War I. Both the massacres and the deportation under
    appalling circumstances of the Ottoman Armenians in Eastern Anatolia
    are well-documented historical facts. The number of Ottoman Armenian
    victims is disputed. While Turkish sources claim the number of Ottoman
    Armenians killed to be somewhere between 300,000 and 600,000, Armenian
    sources claim the number to be up to 1.5 million. Whatever the truth
    about these numbers may be, there can be no doubt that the objective
    element in the present day legal definition of genocide is satisfied.

    Also Turkey appears to accept as a historical fact that measures which
    included both killings and deportations were taken against the Ottoman
    Armenians in Eastern Anatolia during and after World War I. There is
    disagreement between Turkey and Armenia as to the scope and context of
    these measures. First and foremost there is disagreement as to whether
    or not the measures were carried out with a genocidal intent, i.e.,
    whether they were committed with the intent to destroy, in whole or
    in part, the Ottoman Armenians as such. According to the Armenians
    the answer to this question is yes; according to the Turks the answer
    is no.

    Based on available documentation, the answer to the question of whether
    or not the measures against the Ottoman Armenians were carried out
    with genocidal intent is far from clear. What seems to be clear is
    that the Ottoman authorities were pursuing with tragic consequences
    a policy which today would have been described as "ethnic cleansing"
    against the Ottoman Armenians in Eastern Anatolia. But even with the
    most tragic consequences, a policy of "ethnic cleansing" does not
    necessarily amount to genocide. In the preamble of its Resolution
    47/121 on the situation in Bosnia and Herzegovina of Dec. 18, 1992,
    the United Nations General Assembly referred to "the abhorrent policy
    of 'ethnic cleansing,' which is a form of genocide." However, in
    its judgment in the Bosnian Genocide Case the International Court of
    Justice takes issue with this view. In the judgment (paragraph 190)
    the court states inter alia: "Neither the intent, as a matter of
    policy, to render an area 'ethnically homogeneous,' nor the operations
    that may be carried out to implement such policy, can as such be
    designated as genocide: the intent that characterizes genocide is
    'to destroy, in whole or in part' a particular group, and deportation
    or displacement of the members of a group, even if effected by force,
    is not necessarily equivalent to destruction of that group, nor is
    such destruction an automatic consequence of the displacement.

    This is not to say that acts described as 'ethnic cleansing' may
    never constitute genocide, if they are such as to be characterized
    as, for example, 'deliberately inflicting on the group conditions of
    life calculated to bring about its physical destruction in whole or
    in part,' contrary to Article II, paragraph (c), of the Convention,
    provided that such action is carried out with the necessary specific
    intent (dolus specialis), that is to say with a view to the destruction
    of the group, as distinct from its removal from the region."

    There is room for different views as to whether or not the measures
    taken by the Ottoman authorities with such tragic consequences against
    the Ottoman Armenians in Eastern Anatolia amounted to genocide. The
    decisive question is whether or not the measures were carried out with
    a view to the destruction, in whole or in part, of this population
    as such, as distinct from their removal from the region. Further
    historical research, notably in the Ottoman archives, may throw more
    light on this issue.

    Armenian identity and nation building

    The perception of the Armenian tragedy in Eastern Anatolia during and
    after World War I as a genocide is today an important element both in
    the Armenian national identity and in Armenian nation building. The
    concept of the "Armenian genocide" is being used in a historical
    and political rather than in a legal perspective. It has become a
    catchword that reveals deep scars in the Armenian collective memory.

    Learned legal discussions on the issue of genocidal intent are of
    little or no relevance to the perception by the Armenians of one of
    the most defining moments in their history. One should be sensitive
    to Armenian feelings concerning the "Armenian genocide." On the other
    hand one should also have an open mind when it comes to the Turkish
    version of these tragic events. Armenians and Turks have a long common
    history. World War I and its aftermath became a defining moment in the
    history of both peoples. In their subsequent nation-building processes
    both Armenians and Turks have had a selective approach to their common
    history and often contradictory interpretations of historical events.

    The distinction between historical facts and national myths is often
    blurred. To a large extent today's conflict between Armenians and
    Turks is a conflict over their common history. Their disagreement
    concerning the tragic events in Eastern Anatolia during and after
    World War I is a part of this picture.

    There has recently been a very positive development on this issue. On
    Oct. 10, 2009 Turkey and Armenia signed two protocols in Zurich,
    one on the development of relations and one on the establishment of
    diplomatic relations. In the protocol on development of relations they
    agreed inter alia to "implement a dialogue on the historical dimension
    with the aim to restore mutual confidence between the two nations,
    including an impartial scientific examination of the historical
    records and archives to define existing problems and formulate
    recommendations." The protocols have met with resistance in both
    Armenia and Turkey, and have not yet been ratified by the Armenian
    and Turkish parliaments. The agreements reached between Armenia and
    Turkey deserve our support. It is now important to look to the future.

    Armenia and Turkey now have a unique opportunity to create a new basis
    for bilateral relations and for regional development, from which both
    countries stand to benefit.

    The Armenian tragedy during and after World War I is today history
    and should be left to historians rather than to politicians. Many
    activists among the Armenian diaspora communities have pushed for
    formal recognition of the "Armenian genocide" from various governments
    and parliaments around the world. This is a disturbing approach.

    History should be written on the basis of historical research and
    not on the basis of political decisions. The approach adopted by the
    governments of Armenia and Turkey in the protocol on development of
    relations, namely to set up a commission of historians to address
    this issue, deserves our support.

    As already pointed out, in legal terms it is problematic to use a
    term that was given a legal definition for the first time in 1948
    about events that took place at a much earlier time. One way some
    countries have been dealing with this problem has been to enact
    national legislation imposing criminal sanctions on denial of acts
    of genocide and then to apply such criminal sanctions to "denial"
    of the "Armenian genocide." During the last two decades the following
    countries have established denial of genocide as a criminal offense:
    Austria, Belgium, the Czech Republic, France, Germany, Israel,
    Liechtenstein, Luxemburg, Poland, Romania and Switzerland. As we
    have already seen, there is room for different views as to whether
    or not the measures by the Ottoman authorities against the Ottoman
    Armenians during World War I amounted to genocide. Further historical
    research may throw more light on this issue. Under these circumstances
    the application of criminal sanctions to "denial" of the "Armenian
    genocide" is very disturbing. It may easily interfere with both
    freedom of expression, freedom of information and freedom of research.

    *Hans Wilhelm Longva is a former ambassador of Norway in Ankara and
    is now an Ambassadeur en Mission Spéciale in the Legal Department of
    the Norwegian Foreign Ministry. The opinions expressed in this paper
    are those of the author and do not necessarily reflect the opinions
    of the Norwegian Ministry of Foreign Affairs.
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